SEC

SEC adopts new clearing rules in $26bn US Treasury market overhaul

Bonds

SEC adopts new clearing rules in $26bn US Treasury market overhaul

Changes to go into effect in two phases

clock 14 December 2023 • 2 min read
Riverstone Credit Opportunities Income proposes sub-manager arrangement

Investment Trusts

Riverstone Credit Opportunities Income proposes sub-manager arrangement

With credit spin-out Breakwall Capital

clock 06 November 2023 • 1 min read
FCA turns attention to private market valuations

Regulation

FCA turns attention to private market valuations

Questions if a valuation correction is due

clock 19 October 2023 • 5 min read
DWS fined $19m by SEC over 'materially misleading' ESG statements

ESG

DWS fined $19m by SEC over 'materially misleading' ESG statements

$6m for anti-money laundering violations

clock 25 September 2023 • 2 min read
US SEC unveils ESG labelling rules for mutual funds

ESG

US SEC unveils ESG labelling rules for mutual funds

To prevent greenwashing

clock 21 September 2023 • 2 min read
US portfolio manager Clare Hart to retire from JP Morgan AM

Fund management

US portfolio manager Clare Hart to retire from JP Morgan AM

US equity income and value manager

clock 13 September 2023 • 2 min read
US private fund industry bodies sue SEC over new disclosure rules

US

US private fund industry bodies sue SEC over new disclosure rules

'No choice but to litigate'

clock 04 September 2023 • 2 min read
LSEG plans launch of blockchain-based digital assets business

Alternatives

LSEG plans launch of blockchain-based digital assets business

First major exchange to do so

clock 04 September 2023 • 1 min read
SEC demands disclosure documents from ESG fund managers - reports

ESG

SEC demands disclosure documents from ESG fund managers - reports

Interest in rebranded conventional funds

clock 15 August 2023 • 2 min read
US SEC finalises money market fund reforms aimed at preventing rapid outflows

Fund managers

US SEC finalises money market fund reforms aimed at preventing rapid outflows

Rules out ‘swing pricing’

clock 13 July 2023 • 2 min read
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