regulation

Peeling back the greenwash: the FCA's vote reporting template for asset managers

Regulation

Peeling back the greenwash: the FCA's vote reporting template for asset managers

FCA Vote Reporting Group

clock 30 August 2023 • 4 min read
US regulators move to shore up regional banks stability

Regulation

US regulators move to shore up regional banks stability

New debt management requirements

clock 30 August 2023 • 1 min read
US court rules SEC improperly rejected bitcoin spot ETF

Alternatives

US court rules SEC improperly rejected bitcoin spot ETF

Potential for new bitcoin spot ETFs

clock 30 August 2023 • 2 min read
FCA begins investigation into bank's 'politically exposed persons' procedures

Regulation

FCA begins investigation into bank's 'politically exposed persons' procedures

Follows Nigel Farage Coutts saga

clock 15 August 2023 • 1 min read
European regulator backtracks on pre-hedging ban but warns of risks

Financial services

European regulator backtracks on pre-hedging ban but warns of risks

ESMA decision

clock 18 July 2023 • 1 min read
And just like that...season two arrived

Investment

And just like that...season two arrived

Look back at H1

clock 10 July 2023 • 4 min read
FCA confirms investigations into Crispin Odey and Odey Asset Management

Asset Managers

FCA confirms investigations into Crispin Odey and Odey Asset Management

Since mid-2021

clock 05 July 2023 • 3 min read
IA responds to regulator solutions for UK primary market effectiveness

Regulation

IA responds to regulator solutions for UK primary market effectiveness

Concerns over decline in listings

clock 28 June 2023 • 2 min read
Crispin Odey no longer regulated to deal directly with clients

Companies

Crispin Odey no longer regulated to deal directly with clients

Holds no regulatory approval

clock 20 June 2023 • 1 min read
PIMCO charged by US SEC over disclosure and procedures failures

Companies

PIMCO charged by US SEC over disclosure and procedures failures

$9m settlement

clock 19 June 2023 • 1 min read
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