Regulation

FCA plans 'new form of simplified advice' in extensive review

Regulation

FCA plans 'new form of simplified advice' in extensive review

Three proposals set as part of major review

08 December 2023 • 6 min read

National Audit Office finds 'significant delay' in FCA regulatory action

Regulation

National Audit Office finds 'significant delay' in FCA regulatory action

Financial services report

08 December 2023 • 3 min read

FCA: Investment firms fall short of Consumer Duty vulnerability and data sharing requirements

Regulation

FCA: Investment firms fall short of Consumer Duty vulnerability and data sharing requirements

'Relatively disappointed'

07 December 2023 • 3 min read

FCA sets out proposals to increase liquidity requirements for money market funds

Regulation

FCA sets out proposals to increase liquidity requirements for money market funds

Working with HM Treasury and BoE

06 December 2023 • 3 min read

FCA opens consultation on Overseas Funds Regime

Regulation

FCA opens consultation on Overseas Funds Regime

Marketing of non-UK funds to retail investors

04 December 2023 • 2 min read

Friday Briefing: It's not my fault it's about regulation again

Regulation

Friday Briefing: It's not my fault it's about regulation again

Friday Briefing

04 December 2023 • 4 min read

CMA wins high court appeal in Apple case

Regulation

CMA wins high court appeal in Apple case

Mobile browsers and cloud gaming investigation

04 December 2023 • 1 min read

Central Bank of Ireland imposes its first ever fine on an investment fund

Regulation

Central Bank of Ireland imposes its first ever fine on an investment fund

€192,500 penalty

01 December 2023 • 2 min read

SJP CIO Onuekwusi: Retail investors lack appropriate structure to access private markets

Wealth managers

SJP CIO Onuekwusi: Retail investors lack appropriate structure to access private markets

Open-ended structures 'have to work'

01 December 2023 • 2 min read

FCA sets out temporary measures to address investment trust cost disclosure concerns

Investment Trusts

FCA sets out temporary measures to address investment trust cost disclosure concerns

Provision of costs breakdown

30 November 2023 • 4 min read

234

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Four Graphs explaining sterling

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02

JO Hambro's Savvides to take on Jupiter UK special sits as Ben Whitmore departs to launch boutique

09 January 2024 • 3 min read

03

BlackRock plans to cut 3% of global workforce - reports

09 January 2024 • 1 min read

04

Jupiter suffers higher than anticipated outflows of £2.2bn

09 January 2024 • 2 min read

05

Fundsmith Equity's Terry Smith questions if there are any AI winners

09 January 2024 • 4 min read