Financial services

FCA sets out temporary measures to address investment trust cost disclosure concerns

Investment Trusts

FCA sets out temporary measures to address investment trust cost disclosure concerns

Provision of costs breakdown

clock 30 November 2023 • 4 min read
Divergence in Consumer Duty application could push asset managers out of UK retail market

Regulation

Divergence in Consumer Duty application could push asset managers out of UK retail market

Professionals call for greater guidance

clock 30 November 2023 • 12 min read
Allfunds receives UK regulatory authorisation

Companies

Allfunds receives UK regulatory authorisation

Third Country Branch

clock 30 November 2023 • 1 min read
FCA proposes 'polluter pays' investment advice redress framework

Regulation

FCA proposes 'polluter pays' investment advice redress framework

Hold capital for redress

clock 29 November 2023 • 3 min read
FCA 'closes loopholes' with introduction of fourth label under SDR but further clarification needed

Regulation

FCA 'closes loopholes' with introduction of fourth label under SDR but further clarification needed

Consultations and rules expansion

clock 28 November 2023 • 3 min read
FCA unveils final SDR rules including fourth 'Mixed Goals' label for 'blended strategies'

Regulation

FCA unveils final SDR rules including fourth 'Mixed Goals' label for 'blended strategies'

Policy paper released

clock 28 November 2023 • 9 min read
SDR has consumer at its heart but adviser role is now key

ESG

SDR has consumer at its heart but adviser role is now key

Next stages for the regulator

clock 28 November 2023 • 4 min read
Government directs Competition and Markets Authority to increase focus on economic growth

Regulation

Government directs Competition and Markets Authority to increase focus on economic growth

‘Strategic steer’

clock 24 November 2023 • 2 min read
Draft regulations offer FCA powers to restrict short selling in 'exceptional circumstances'

Regulation

Draft regulations offer FCA powers to restrict short selling in 'exceptional circumstances'

Market maker exemptions

clock 22 November 2023 • 2 min read
FCA eyes split fee-blocks for principal firms

Regulation

FCA eyes split fee-blocks for principal firms

Solo- and dual-regulated firms

clock 21 November 2023 • 4 min read
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