Wealth managers

Draft regulations offer FCA powers to restrict short selling in 'exceptional circumstances'

Regulation

Draft regulations offer FCA powers to restrict short selling in 'exceptional circumstances'

Market maker exemptions

22 November 2023 • 2 min read

FCA takes aim at wealth managers over high-risk and high-fee products

Companies

FCA takes aim at wealth managers over high-risk and high-fee products

'Dear CEO' letter

08 November 2023 • 3 min read

Stories of the week: 3 November

Global

Stories of the week: 3 November

Odey Asset Management; BoE; Fed; - The biggest stories from the world of investment and asset management this week

03 November 2023 • 1 min read

Former FCA chair slams proposed crypto regulation from government

Regulation

Former FCA chair slams proposed crypto regulation from government

Charles Randell

03 November 2023 • 2 min read

Industry bodies agree standardised responsible investment definitions

ESG

Industry bodies agree standardised responsible investment definitions

Including CFA Institute and UN PRI

02 November 2023 • 3 min read

Registration to vote on Link Fund Solutions' Woodford scheme of arrangement opens

Regulation

Registration to vote on Link Fund Solutions' Woodford scheme of arrangement opens

Deadlines of 30 November and 4 December

23 October 2023 • 1 min read

BoE's Woods outlines plans to overhaul banking regulation after SVB and Credit Suisse collapses

Regulation

BoE's Woods outlines plans to overhaul banking regulation after SVB and Credit Suisse collapses

Mansion House speech

17 October 2023 • 3 min read

FCA's Rathi pushes for radical overhaul of stock exchange rules

Regulation

FCA's Rathi pushes for radical overhaul of stock exchange rules

LSE reforms

17 October 2023 • 2 min read

St James's Place under regulatory scrutiny to reform fee structure - reports

Companies

St James's Place under regulatory scrutiny to reform fee structure - reports

Financial advice and exit charges

13 October 2023 • 3 min read

FCA to consult on amending regimes for alternative fund managers and retail funds

Asset Managers

FCA to consult on amending regimes for alternative fund managers and retail funds

Three main priorities for reform

12 October 2023 • 3 min read

123

Most read

01

BlackRock plans to cut 3% of global workforce - reports

09 January 2024 • 1 min read

02

Fundsmith Equity's Terry Smith questions if there are any AI winners

09 January 2024 • 4 min read

03

Jupiter suffers higher than anticipated outflows of £2.2bn

09 January 2024 • 2 min read

04

Four Graphs explaining sterling

09 January 2024 • 3 min read

05

JO Hambro's Savvides to take on Jupiter UK special sits as Ben Whitmore departs to launch boutique

09 January 2024 • 3 min read