FCA

FCA-convened industry group unveils code of conduct for ESG ratings and data providers

ESG

FCA-convened industry group unveils code of conduct for ESG ratings and data providers

IRSG and ICMA

clock 14 December 2023 • 2 min read
FCA closes investigation into Odey Asset Management

Regulation

FCA closes investigation into Odey Asset Management

Crispin Odey still under investigation

clock 12 December 2023 • 1 min read
Update: FCA to unveil 'far-reaching' listings reforms before year-end

Regulation

Update: FCA to unveil 'far-reaching' listings reforms before year-end

Treasury Select Committee hearing

clock 12 December 2023 • 4 min read
FCA raises alarm on platforms' handling of customer cash interest

Platforms

FCA raises alarm on platforms' handling of customer cash interest

Cracks down on ‘double dipping’

clock 12 December 2023 • 1 min read
Former FCA chair Randell joins line-up of ten City advisers to Labour party

UK

Former FCA chair Randell joins line-up of ten City advisers to Labour party

abrdn and Schroders chair among the ranks

clock 08 December 2023 • 2 min read
National Audit Office finds 'significant delay' in FCA regulatory action

Regulation

National Audit Office finds 'significant delay' in FCA regulatory action

Financial services report

clock 08 December 2023 • 3 min read
London Capital & Finance scars raise risk concerns over LTAFs among MPs

UK

London Capital & Finance scars raise risk concerns over LTAFs among MPs

Review of Edinburgh Reforms a year on

clock 08 December 2023 • 3 min read
FCA: Investment firms fall short of Consumer Duty vulnerability and data sharing requirements

Regulation

FCA: Investment firms fall short of Consumer Duty vulnerability and data sharing requirements

'Relatively disappointed'

clock 07 December 2023 • 3 min read
Remaining Woodford fund assets shrink 40% since last distribution revealed

Unit trusts/OEICs

Remaining Woodford fund assets shrink 40% since last distribution revealed

Follow-on investment failed

clock 06 December 2023 • 3 min read
FCA sets out proposals to increase liquidity requirements for money market funds

Regulation

FCA sets out proposals to increase liquidity requirements for money market funds

Working with HM Treasury and BoE

clock 06 December 2023 • 3 min read
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